Client communication that is checked before it is sent
LunaTerminal drafts the emails, explanations and commentary advisors write every week, then runs a rule-based compliance screen over the draft. The advisor reviews and sends.
Updated
Draft with AI
- Explain a portfolio change or a planning recommendation in plain English with the Client Explainer role.
- Write the follow-up email after a review meeting.
- Draft market commentary for a client newsletter from dated market data.
- Set custom instructions so drafts sound like your firm.
Screen every draft
The compliance screen is rule-based code, not a model, so the same text always gets the same result. It flags:
- Guarantees and promises of results
- Projections stated as certain
- Exaggerated or superlative claims, pressure or urgency
- Testimonials and endorsements
- Specific recommendations without a documented risk profile
- Tax claims such as "tax-free" or "never pay taxes"
- Performance figures or projections without a disclosure
- Missing general risk disclosure
- Possible Social Security and account numbers
Each finding comes with a suggested fix and, where needed, a disclosure to add.
The advisor stays in charge
Drafts are drafts. Nothing is sent from lunaterminal.com on your behalf, and the screen supports your compliance review rather than replacing it.
Keep your records
LunaTerminal is not a books-and-records archive. Export the chats and reports your firm must keep and archive them under your firm's policy.
Questions
Does the compliance screen replace my compliance team?
No. It catches common communication-rule problems early so fewer drafts come back from review. Your firm's compliance review still applies.
Can AI agents use the compliance screen?
Yes. It is the compliance_screen tool on LunaTerminal's MCP server.